"Appointed Representatives can outsource their compliance and regulatory obligations to the in‑house team at Thornbridge, allowing them to remain focused on their core operations and key business activities. Alongside the assurance that all regulatory expectations are being met, the advantages to clients include support and guidance from a highly experienced team, access to reliable, trusted partners, and faster and more financially efficient routes to market."
"Thornbridge has become a sought-after partner for firms and individuals seeking cost-effective, faster routes to market or to engage in regulated activities in the UK market. This is owing to its track record, established infrastructure and resources. Firms that become Appointed Representatives of Thornbridge Investment Management retain control, with their own identities and ownership, while Thornbridge acts as the principal, offering compliance and regulatory solutions."
Thornbridge Investment Management, a London-based regulated firm, provides specialist compliance and regulatory expertise through Appointed Representative partnerships. This service allows firms and individuals to outsource compliance obligations while retaining their own identities and business control. Thornbridge acts as the principal, managing regulatory requirements under FCA jurisdiction. The arrangement offers multiple advantages including experienced team support, reliable partnerships, faster market access, reduced compliance infrastructure costs, ongoing regulatory assistance, and scalable services. This model addresses significant barriers to entry for smaller or newer firms seeking to operate in the UK financial services market while maintaining focus on core business activities.
#appointed-representative-services #regulatory-compliance #fca-regulation #financial-services-infrastructure
Read at London Business News | Londonlovesbusiness.com
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