US politicsfromwww.aljazeera.com2 weeks agoIndia's ban on Jane Street raises concerns over regulator roleIndia's ban on Jane Street for price manipulation raises investor protection and regulatory oversight concerns.
fromThe Daily Upside3 weeks agoInvestor Advocacy Group Criticizes FINRA's Remote InspectionsRemote inspections by FINRA may increase misconduct risk and undermine investor protection according to PIABA.
FundraisingfromBrooklyn Eagle2 months agoFormer private equity executives sentenced to prisonGentile and Schneider sentenced to prison for defrauding investors in GPB Capital scheme. Their actions led to significant financial losses for over 10,000 investors.
CryptocurrencyfromSecuritymagazine5 months agoSEC establishes Cyber and Emerging Technologies UnitThe SEC's new Cyber and Emerging Technologies Unit aims to protect investors from technology-driven fraud.
Londonfromwww.theguardian.com8 months agoInvestment firm London Capital & Finance was Ponzi scheme, court rulesLCF operated as a Ponzi scheme, misleading investors and causing significant financial losses, as ruled by a London judge.